SEC Form 4 · accession 0000820318-15-000015
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter W Sognefest
Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 3, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2015 | M | 2,288 | $13.99 | A | 22,185 | D | |
| Common Stock | Sep 2, 2015 | S | 2,288 | $16.30 | D | 19,897 | D | |
| Common Stock | Sep 2, 2015 | M | 4,000 | $15.415 | A | 23,897 | D | |
| Common StockF1 | Sep 2, 2015 | S | 4,000 | $16.2538 | D | 19,897 | D | |
| Common Stock | Sep 2, 2015 | S | 4,300 | $16.26 | D | 15,597 | D | |
| Common StockF2 | holding | — | — | — | 320 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F3 | $13.99 | Sep 2, 2015 | M | 2,288 | D | — | Aug 16, 2024 | Common Stock | 2,288 | 9,152 | D |
| Option (Right to buy)F4 | $15.415 | Sep 2, 2015 | M | 4,000 | D | — | Feb 9, 2018 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average of multiple sales transactions ranging in price from $16.25 to $16.28. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F2The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Sectin 16 or for any other purpose.
- F3The option vests in 5 equal annual installments beginning on August 16, 2015.
- F4The option vested in 5 equal annual installments beginning on February 9, 2009.