SEC Form 4 · accession 0000820318-15-000004
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Mattera Jr.
Officer — President & COO · Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 9, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2015 | M | 7,701 | $9.36 | A | 138,165 | D | |
| Common StockF1 | Feb 6, 2015 | S | 7,701 | $17.0228 | D | 130,464 | D | |
| Common Stock | Feb 9, 2015 | M | 16,299 | $9.36 | A | 146,763 | D | |
| Common StockF2 | Feb 9, 2015 | S | 5,560 | $17.0799 | D | 141,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F3 | $9.36 | Feb 6, 2015 | M | 7,701 | D | — | Feb 11, 2015 | Common Stock | 7,701 | 16,299 | D |
| Option (Right to buy)F3 | $9.36 | Feb 9, 2015 | M | 16,299 | D | — | Feb 11, 2015 | Common Stock | 5,560 | 0 | D |
Explanation of responses
- F1Represents the weighted average of multiple sales transactions ranging in price from $17.00 to $17.11. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F2Represents the weighted average of multiple sales transactions ranging in price from $17.05 to $17.16. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F3The option vested in 5 equal annual installments beginning on February 11, 2005.