SEC Form 4 · accession 0000820318-15-000001
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Mistler
Director
Period of report
Dec 30, 2014
Accepted (ET)
Jan 2, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2014 | M | 8 | $9.545 | A | 14,173 | D | |
| Common Stock | Dec 30, 2014 | S | 8 | $14.00 | D | 14,165 | D | |
| Common StockF1 | holding | — | — | — | 1,269,772 | I | By Limited Partnerships | |
| Common StockF1 | holding | — | — | — | 361,296 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F2 | $9.545 | Dec 30, 2014 | M | 8 | D | — | Feb 24, 2015 | Common Stock | 8 | 0 | D |
Explanation of responses
- F1Represents the interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein.
- F2The option vested in 5 equal annual installments beginning on 2/24/05.