SEC Form 4 · accession 0001127602-18-024564
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Gu
Officer — VP,Grp GM Mobile Consumer Prod
Period of report
Nov 2, 2017
Accepted (ET)
Aug 3, 2018 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 3, 2018 | M | 2,000 | $21.495 | A | 3,000 | D | |
| Class A Common StockF1,F2 | Aug 3, 2018 | S | 2,000 | $93.5015 | D | 1,000 | D | |
| Class A Common Stock | Nov 2, 2017 | M | 2,000 | $21.495 | A | 3,000 | D | |
| Class A Common StockF3 | Nov 2, 2017 | S | 2,000 | $87.00 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.50 | Aug 3, 2018 | M | 2,000 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 2,000 | 0 | D |
| Stock Option | $21.50 | Nov 2, 2017 | M | 2,000 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $93.51 to $93.5015.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Inadvertent late filing.