SEC Form 4 · accession 0001127602-18-024137
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Adam Norwitt
Officer — President & CEO · Director
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 27, 2018 | M | 376,500 | $26.74 | A | 377,492 | D | |
| Class A Common StockF1,F2 | Jul 27, 2018 | S | 376,500 | $94.9717 | D | 992 | D | |
| Class A Common Stock | Jul 31, 2018 | M | 165,000 | $26.74 | A | 165,992 | D | |
| Class A Common StockF2,F3 | Jul 31, 2018 | S | 165,000 | $93.3213 | D | 992 | D | |
| Class A Common Stock | Jul 31, 2018 | M | 48,500 | $26.74 | A | 49,492 | D | |
| Class A Common Stock-Trust | holding | — | — | — | 263,979 | I | Norwitt Family Trust 9-20-2012, Richard Adam Norwitt and Glori Joan Norwitt, original Trustees | |
| Richard A. Norwitt Grantor 2016 Retained Annuity Trust B-1 | holding | — | — | — | 16,408 | I | by Grantor Retained Annuity Trust B-1 | |
| Richard A. Norwitt Grantor Retained Annuity Trust-A-1 | holding | — | — | — | 40,284 | I | by Grantor Retained Annuity Trust-A |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.74 | Jul 27, 2018 | M | 376,500 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 376,500 | 213,500 | D |
| Stock Option | $26.74 | Jul 31, 2018 | M | 165,000 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 165,000 | 48,500 | D |
| Stock Option | $26.74 | Jul 31, 2018 | M | 48,500 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 48,500 | 0 | D |
| Stock Option-Trust | $72.90 | holding | — | — | — | May 19, 2018 | May 19, 2027 | Class A Common Stock | 72,332 | 72,332 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $93.72 to $95.7850.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $93.195 to $93.4656.