SEC Form 4 · accession 0001127602-17-025307
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Doherty
Officer — Vice President & GGM, ICCP
Period of report
Aug 8, 2017
Accepted (ET)
Aug 9, 2017 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 8, 2017 | M | 8,800 | $26.63 | A | 8,800 | D | |
| Class A Common StockF1,F2 | Aug 8, 2017 | S | 8,800 | $78.1166 | D | 0 | D | |
| Class A Common Stock | Aug 8, 2017 | M | 17,600 | $39.00 | A | 17,600 | D | |
| Class A Common StockF1,F2 | Aug 8, 2017 | S | 17,600 | $78.1166 | D | 0 | D | |
| Class A Common Stock | Aug 8, 2017 | M | 10,400 | $47.715 | A | 10,400 | D | |
| Class A Common StockF1,F2 | Aug 8, 2017 | S | 10,400 | $78.1166 | D | 0 | D | |
| Class A Common Stock | Aug 8, 2017 | M | 25,000 | $57.97 | A | 25,000 | D | |
| Class A Common StockF1,F2 | Aug 8, 2017 | S | 25,000 | $78.1166 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.63 | Aug 8, 2017 | M | 8,800 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 8,800 | 0 | D |
| Stock Option | $39.00 | Aug 8, 2017 | M | 17,600 | D | May 23, 2014 | May 23, 2023 | Class A Common Stock | 17,600 | 8,800 | D |
| Stock Option | $47.72 | Aug 8, 2017 | M | 10,400 | D | May 22, 2015 | May 22, 2024 | Class A Common Stock | 10,400 | 20,800 | D |
| Stock Option | $57.97 | Aug 8, 2017 | M | 25,000 | D | May 21, 2016 | May 21, 2025 | Class A Common Stock | 25,000 | 75,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $78.15 to $78.07.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.