SEC Form 4 · accession 0001127602-17-025071
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Luc Walter
Officer — SR VP & GGM MIL & AERO OPS
Period of report
Aug 4, 2017
Accepted (ET)
Aug 7, 2017 · 10:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 4, 2017 | M | 30,400 | $26.63 | A | 130,400 | D | |
| Class A Common StockF1,F2 | Aug 4, 2017 | S | 30,400 | $77.696 | D | 100,000 | D | |
| Class A Common Stock | Aug 4, 2017 | M | 26,000 | $39.00 | A | 126,000 | D | |
| Class A Common StockF1,F2 | Aug 4, 2017 | S | 26,000 | $77.696 | D | 100,000 | D | |
| Class A Common Stock | Aug 4, 2017 | M | 84,000 | $47.72 | A | 184,000 | D | |
| Class A Common StockF1,F2 | Aug 4, 2017 | S | 54,000 | $77.696 | D | 130,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.63 | Aug 4, 2017 | M | 30,400 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 30,400 | 0 | D |
| Stock Option | $39.00 | Aug 4, 2017 | M | 26,000 | D | May 23, 2014 | May 23, 2023 | Class A Common Stock | 26,000 | 26,000 | D |
| Stock Option | $47.715 | Aug 4, 2017 | M | 84,000 | D | May 22, 2015 | May 22, 2024 | Class A Common Stock | 84,000 | 56,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $77.79 to $77.52.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.