SEC Form 4 · accession 0001127602-17-019522
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary W Raley
Officer — SVP GGM RF & BROADBAND
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 11:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 24, 2017 | M | 144,000 | $21.495 | A | 144,000 | D | |
| Class A Common StockF1,F2 | May 24, 2017 | S | 144,000 | $74.0098 | D | 0 | D | |
| Class A Common Stock | May 24, 2017 | M | 50,470 | $26.74 | A | 50,470 | D | |
| Class A Common StockF1,F2 | May 24, 2017 | S | 50,470 | $74.0098 | D | 0 | D | |
| Class A Common Stock | May 25, 2017 | M | 85,530 | $26.74 | A | 85,530 | D | |
| Class A Common StockF2,F3 | May 25, 2017 | S | 85,530 | $74.2026 | D | 0 | D | |
| Class A Common Stock | May 25, 2017 | M | 152,000 | $26.63 | A | 152,000 | D | |
| Class A Common StockF2,F3 | May 25, 2017 | S | 152,000 | $74.2026 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.495 | May 24, 2017 | M | 144,000 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 144,000 | 0 | D |
| Stock Option | $26.74 | May 24, 2017 | M | 50,470 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 50,470 | 85,530 | D |
| Stock Option | $26.74 | May 25, 2017 | M | 85,530 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 85,530 | 0 | D |
| Stock Option | $26.63 | May 25, 2017 | M | 152,000 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 152,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $74.00 to$74.05.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple transactions ranging from $74.00 to $74.49.
Remarks
This transaction was executed in multiple trades at prices ranging from $74.00 to $74.05.