SEC Form 4 · accession 0001127602-17-019128
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Adam Norwitt
Officer — President & CEO · Director
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 9:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 93,992 | D | ||
| Class A Common Stock-Trust | holding | — | — | — | 124,741 | I | Norwitt Family Trust 9-20-2012, Richard Adam Norwitt and Glori Joan Norwitt, original Trustees | |
| Richard A. Norwitt Grantor Retained Annuity Trust-A | holding | — | — | — | 51,465 | I | by Grantor Retained Annuity Trust-A | |
| Richard A. Norwitt Grantor Retained Annuity Trust-B | holding | — | — | — | 51,465 | I | by Grantor Retained Annuity Trust-B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $72.90 | May 19, 2017 | A | 585,000 | A | May 19, 2018 | May 19, 2027 | Class A Common Stock | 585,000 | 585,000 | D |
Explanation of responses
- F1Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant.