SEC Form 4 · accession 0001127602-17-018398
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Adam Norwitt
Officer — President & CEO · Director
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 7:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 15, 2017 | M | 200,000 | $21.495 | A | 293,992 | D | |
| Class A Common StockF1,F2 | May 15, 2017 | S | 200,000 | $73.1015 | D | 93,992 | D | |
| Class A Common Stock-Trust | holding | — | — | — | 124,741 | I | Norwitt Family Trust 9-20-2012, Richard Adam Norwitt and Glori Joan Norwitt, original Trustees | |
| Richard A. Norwitt Grantor Retained Annuity Trust-A | holding | — | — | — | 51,465 | I | by Grantor Retained Annuity Trust-A | |
| Richard A. Norwitt Grantor Retained Annuity Trust-B | holding | — | — | — | 51,465 | I | by Grantor Retained Annuity Trust-B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.495 | May 15, 2017 | M | 200,000 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 200,000 | 420,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $73.00 to $73.28.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.