SEC Form 4 · accession 0001127602-16-065571
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. Ivas
Officer — VP and Controller
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 7:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 31, 2016 | M | 22,500 | $16.005 | A | 25,000 | D | |
| Class A Common StockF1,F2 | Oct 31, 2016 | S | 17,500 | $66.0096 | D | 7,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $16.005 | Oct 31, 2016 | M | 22,500 | D | May 21, 2010 | May 21, 2019 | Class A Common Stock | 22,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $66.00 to $66.11.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.