SEC Form 4/A · accession 0001127602-16-065447
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Craig A Lampo
Officer — SR VP & CFO
Period of report
Oct 21, 2016
Accepted (ET)
Oct 28, 2016 · 8:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 21, 2016 | M | 30,000 | $16.005 | A | 50,000 | D | |
| Class A Common StockF2,F3 | Oct 21, 2016 | S | 25,000 | $66.1867 | D | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $16.005 | Oct 21, 2016 | M | 30,000 | D | May 21, 2010 | May 20, 2019 | Class A Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Inadvertently reported exercise of incorrect grant. Correct grant date is May 2009, not May 2011 as originally reported.
- F2This transaction was executed in multiple trades ranging from $66.09 to $66.26.
- F3The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.