SEC Form 4 · accession 0001127602-16-065197
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard Adam Norwitt
Officer — President & CEO · Director
Period of report
Oct 21, 2016
Accepted (ET)
Oct 25, 2016 · 2:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 21, 2016 | M | 304,000 | $16.005 | A | 304,992 | D | |
| Class A Common StockF1,F2 | Oct 21, 2016 | S | 245,000 | $66.0744 | D | 59,992 | D | |
| Class A Common Stock | Oct 24, 2016 | M | 84,000 | $16.005 | A | 143,992 | D | |
| Class A Common StockF2,F3 | Oct 24, 2016 | S | 50,000 | $66.271 | D | 93,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $16.005 | Oct 21, 2016 | M | 304,000 | D | May 21, 2010 | May 20, 2019 | Class A Common Stock | 304,000 | 84,000 | D |
| Stock Option | $16.005 | Oct 24, 2016 | M | 84,000 | D | May 21, 2010 | May 20, 2019 | Class A Common Stock | 84,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $65.94 to $66.25.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $66.20 to $66.37.