SEC Form 4 · accession 0001127602-16-060763
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Schneider
Officer — SVP, Amphenol FCI
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 9:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 18, 2016 | M | 25,000 | $26.63 | A | 100,574 | D | |
| Class A Common StockF1,F2 | Aug 18, 2016 | S | 25,000 | $60.5016 | D | 75,574 | D | |
| Class A Common Stock | Aug 19, 2016 | M | 35,800 | $26.63 | A | 111,374 | D | |
| Class A Common StockF2,F3 | Aug 19, 2016 | S | 32,800 | $61.0677 | D | 78,574 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.63 | Aug 18, 2016 | M | 25,000 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 25,000 | 66,200 | D |
| Stock Option | $26.63 | Aug 19, 2016 | M | 35,800 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 35,800 | 30,400 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $60.50 to $60.525.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $61.05 to $61.14.