SEC Form 4 · accession 0001127602-16-058630
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Adam Norwitt
Officer — President & CEO · Director
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 22, 2016 | M | 137,000 | $16.005 | A | 137,992 | D | |
| Class A Common StockF1,F2 | Jul 22, 2016 | S | 137,000 | $59.0003 | D | 992 | D | |
| Class A Common Stock | Jul 22, 2016 | M | 145,000 | $16.005 | A | 145,992 | D | |
| Class A Common StockF1,F2 | Jul 22, 2016 | S | 125,000 | $59.0185 | D | 20,992 | D | |
| Class A Common Stock | Jul 22, 2016 | M | 20,000 | $16.005 | D | 992 | D | |
| Class A Common Stock-Trust | Jul 22, 2016 | M | 20,000 | $16.005 | A | 124,741 | I | Norwitt Family Trust 9-20-2012, Richard Adma Norwitt and Glori Joan Norwitt, original Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $16.005 | Jul 22, 2016 | M | 137,000 | D | May 21, 2010 | May 20, 2019 | Class A Common Stock | 137,000 | 388,000 | D |
| Stock Option-Trust | $16.005 | Jul 22, 2016 | M | 145,000 | D | May 21, 2010 | May 20, 2019 | Class A Common Stock | 145,000 | 0 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $58.90 to $59.15.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.