SEC Form 4 · accession 0001127602-16-058465
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Gillard
Officer — Vice President and Treasurer
Period of report
Jul 22, 2016
Accepted (ET)
Jul 25, 2016 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 22, 2016 | M | 6,400 | $26.74 | A | 6,400 | D | |
| Class A Common Stock | Jul 22, 2016 | S | 6,400 | $59.0573 | D | 0 | D | |
| Class A Common StockF1,F2 | Jul 22, 2016 | M | 7,200 | $26.63 | A | 7,200 | D | |
| Class A Common Stock | Jul 22, 2016 | S | 7,200 | $59.0573 | D | 0 | D | |
| Class A Common StockF1,F2 | Jul 22, 2016 | M | 6,400 | $39.00 | A | 6,400 | D | |
| Class A Common Stock | Jul 22, 2016 | S | 6,400 | $59.0573 | D | 0 | D | |
| Class A Common StockF1,F2 | Jul 22, 2016 | M | 10,000 | $47.715 | A | 10,000 | D | |
| Class A Common Stock | Jul 22, 2016 | S | 10,000 | $59.0573 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.74 | Jul 22, 2016 | M | 6,400 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 6,400 | 0 | D |
| Stock Option | $26.63 | Jul 22, 2016 | M | 7,200 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 7,200 | 7,200 | D |
| Stock Option | $39.00 | Jul 22, 2016 | M | 6,400 | D | May 23, 2014 | May 23, 2023 | Class A Common Stock | 6,400 | 12,800 | D |
| Stock Option | $47.715 | Jul 22, 2016 | M | 10,000 | D | May 22, 2015 | May 22, 2024 | Class A Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $58.95 to $59.17.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.