SEC Form 4 · accession 0001127602-16-055040
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Treanor
Officer — SR VP & GGM AUTOMOTIVE GROUP
Period of report
Jun 7, 2016
Accepted (ET)
Jun 8, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 7, 2016 | M | 12,600 | $21.495 | A | 12,600 | D | |
| Class A Common StockF1,F2 | Jun 7, 2016 | S | 12,600 | $59.2981 | D | 0 | D | |
| Class A Common Stock | Jun 7, 2016 | M | 60,200 | $26.74 | A | 60,200 | D | |
| Class A Common StockF1,F2 | Jun 7, 2016 | S | 60,200 | $59.2981 | D | 0 | D | |
| Class A Common Stock | Jun 7, 2016 | M | 67,200 | $26.63 | A | 67,200 | D | |
| Class A Common StockF1,F2 | Jun 7, 2016 | S | 67,200 | $59.2981 | D | 0 | D | |
| Class A Common Stock | Jun 7, 2016 | M | 48,720 | $39.00 | A | 48,720 | D | |
| Class A Common StockF1,F2 | Jun 7, 2016 | S | 48,720 | $59.2981 | D | 0 | D | |
| Class A Common Stock | Jun 7, 2016 | M | 39,200 | $47.715 | A | 39,200 | D | |
| Class A Common StockF1,F2 | Jun 7, 2016 | S | 39,200 | $59.2981 | D | 0 | D | |
| Class A Common Stock | Jun 7, 2016 | M | 19,600 | $57.97 | A | 19,600 | D | |
| Class A Common StockF1,F2 | Jun 7, 2016 | S | 19,600 | $59.2981 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.495 | Jun 7, 2016 | M | 12,600 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 12,600 | 5,400 | D |
| Stock Option | $26.74 | Jun 7, 2016 | M | 60,200 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 60,200 | 25,800 | D |
| Stock Option | $26.63 | Jun 7, 2016 | M | 67,200 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 67,200 | 52,800 | D |
| Stock Option | $39.00 | Jun 7, 2016 | M | 48,720 | D | May 23, 2014 | May 23, 2023 | Class A Common Stock | 48,720 | 67,280 | D |
| Stock Option | $47.715 | Jun 7, 2016 | M | 39,200 | D | May 22, 2015 | May 22, 2024 | Class A Common Stock | 39,200 | 100,800 | D |
| Stock Option | $57.97 | Jun 7, 2016 | M | 19,600 | D | May 21, 2016 | May 21, 2025 | Class A Common Stock | 19,600 | 120,400 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $59.00 to $59.705.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.