SEC Form 4 · accession 0001127602-16-050238
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Doherty
Officer — Vice President
Period of report
Apr 26, 2016
Accepted (ET)
Apr 29, 2016 · 11:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 26, 2016 | M | 6,800 | $26.74 | A | 6,800 | D | |
| Class A Common StockF1,F2 | Apr 26, 2016 | S | 6,800 | $56.7871 | D | 0 | D | |
| Class A Common Stock | Apr 26, 2016 | M | 8,800 | $39.00 | A | 8,800 | D | |
| Class A Common StockF1,F2 | Apr 26, 2016 | S | 8,800 | $56.7871 | D | 0 | D | |
| Class A Common Stock | Apr 26, 2016 | M | 10,400 | $47.715 | A | 10,400 | D | |
| Class A Common StockF1,F2 | Apr 26, 2016 | S | 10,400 | $56.7871 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.74 | Apr 26, 2016 | M | 6,800 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 6,800 | 6,800 | D |
| Stock Option | $39.00 | Apr 26, 2016 | M | 8,800 | D | May 23, 2014 | May 23, 2023 | Class A Common Stock | 8,800 | 26,400 | D |
| Stock Option | $47.72 | Apr 26, 2016 | M | 10,400 | D | May 22, 2015 | May 22, 2024 | Class A Common Stock | 10,400 | 41,600 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $56.60 to $56.95.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.