SEC Form 4 · accession 0001127602-16-050066
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P Badie
Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 27, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 27, 2016 | M | 20,000 | $22.975 | A | 63,720 | D | |
| Class A Common StockF1,F2 | Apr 27, 2016 | S | 20,000 | $57.0512 | D | 43,720 | D | |
| Class A Common Stock | Apr 27, 2016 | M | 20,000 | $16.005 | A | 63,720 | D | |
| Class A Common StockF1,F2 | Apr 27, 2016 | S | 20,000 | $57.0512 | D | 43,720 | D | |
| Class A Common Stock | Apr 27, 2016 | M | 20,000 | $21.495 | A | 63,720 | D | |
| Class A Common StockF1,F2 | Apr 27, 2016 | S | 20,000 | $57.0512 | D | 43,720 | D | |
| Class A Common Stock | Apr 27, 2016 | M | 20,000 | $26.74 | A | 63,720 | D | |
| Class A Common StockF1,F2 | Apr 27, 2016 | S | 20,000 | $57.0512 | D | 43,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $22.975 | Apr 27, 2016 | M | 20,000 | D | May 22, 2009 | May 21, 2018 | Class A Common Stock | 20,000 | 0 | D |
| Stock Option | $16.005 | Apr 27, 2016 | M | 20,000 | D | May 21, 2010 | May 20, 2019 | Class A Common Stock | 20,000 | 0 | D |
| Stock Option | $21.495 | Apr 27, 2016 | M | 20,000 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 20,000 | 0 | D |
| Stock Option | $26.74 | Apr 27, 2016 | M | 20,000 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $57.00 to $57.14.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.