SEC Form 4 · accession 0001127602-16-045427
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Adam Norwitt
Officer — President & CEO · Director
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 4, 2016 | M | 200,000 | $22.975 | A | 200,992 | D | |
| Class A Common StockF1,F2 | Mar 4, 2016 | S | 200,000 | $56.282 | D | 992 | D | |
| Richard A. Norwitt Grantor Retained Annuity Trust-A | holding | — | — | — | 51,465 | I | by Grantor Retained Annuity Trust-A | |
| Richard A. Norwitt Grantor Retained Annuity Trust-B | holding | — | — | — | 51,465 | I | by Grantor Retained Annuity Trust-B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $22.975 | Mar 4, 2016 | M | 200,000 | D | May 22, 2009 | May 21, 2018 | Class A Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $56.55 to $56.12.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.