SEC Form 4 · accession 0001127602-15-030273
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Anderson
Officer — SR VP & GGM MILITARY/AERO OPS
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 12:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 3, 2015 | M | 220,000 | $16.005 | A | 220,000 | D | |
| Class A Common StockF1,F2 | Nov 3, 2015 | S | 220,000 | $55.0113 | D | 0 | D | |
| Class A Common Stock | Nov 3, 2015 | M | 30,000 | $22.975 | A | 30,000 | D | |
| Class A Common StockF1,F2 | Nov 3, 2015 | S | 30,000 | $55.0113 | D | 0 | D | |
| Class A Common Stock | Nov 3, 2015 | M | 110,000 | $22.975 | A | 110,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $16.005 | Nov 3, 2015 | M | 220,000 | D | May 21, 2010 | May 20, 2019 | Class A Common Stock | 220,000 | 0 | D |
| Stock Option | $22.975 | Nov 3, 2015 | M | 30,000 | D | May 22, 2009 | May 21, 2018 | Class A Common Stock | 30,000 | 110,000 | D |
| Stock Option | $22.975 | Nov 3, 2015 | M | 110,000 | D | May 22, 2009 | May 21, 2018 | Class A Common Stock | 110,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $54.90 to $55.21.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.