SEC Form 4 · accession 0001127602-15-030115
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luc Walter
Officer — SR VP & GGM EUR MIL & AERO OPS
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 2, 2015 | M | 86,400 | $21,495.00 | A | 128,128 | D | |
| Class A Common StockF1,F2 | Nov 2, 2015 | S | 86,400 | $55,054.00 | D | 41,728 | D | |
| Class A Common Stock | Nov 2, 2015 | M | 108,800 | $26,740.00 | A | 150,528 | D | |
| Class A Common StockF1,F2 | Nov 2, 2015 | S | 108,800 | $55,054.00 | D | 41,728 | D | |
| Class A Common Stock | Nov 2, 2015 | M | 30,000 | $26,630.00 | A | 71,728 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.495 | Nov 2, 2015 | M | 86,400 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 86,400 | 0 | D |
| Stock Option | $26.74 | Nov 2, 2015 | M | 108,800 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 108,800 | 27,200 | D |
| Stock Option | $26.63 | Nov 2, 2015 | M | 30,000 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 30,000 | 122,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $55.00 to $55.115.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.