SEC Form 4 · accession 0001127602-15-024004
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Gillard
Officer — Vice President and Treasurer
Period of report
Jun 3, 2014
Accepted (ET)
Aug 3, 2015 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 3, 2014 | M | 4,000 | $32.01 | A | 4,000 | D | |
| Class A Common StockF1,F2 | Jun 3, 2014 | S | 4,000 | $96.103 | D | 0 | D | |
| Class A Common StockF1,F2 | Jun 3, 2014 | M | 3,400 | $42.99 | A | 3,400 | D | |
| Class A Common StockF1,F2 | Jun 3, 2014 | S | 3,400 | $96.103 | D | 0 | D | |
| Class A Common StockF1,F2 | Jun 3, 2014 | M | 3,200 | $53.48 | A | 3,200 | D | |
| Class A Common StockF1,F2 | Jun 3, 2014 | S | 3,200 | $96.103 | D | 0 | D | |
| Class A Common StockF1,F2 | Jun 3, 2014 | M | 3,600 | $53.26 | A | 3,600 | D | |
| Class A Common StockF1,F2 | Jun 3, 2014 | S | 3,600 | $96.103 | D | 0 | D | |
| Class A Common StockF1,F2 | Jun 3, 2014 | M | 3,200 | $78.00 | A | 3,200 | D | |
| Class A Common StockF1,F2 | Jun 3, 2014 | S | 3,200 | $96.103 | D | 0 | D | |
| Class A Common Stock | Jul 30, 2015 | M | 6,400 | $26.74 | A | 6,400 | D | |
| Class A Common Stock | Jul 30, 2015 | S | 6,400 | $57.10 | D | 0 | D | |
| Class A Common Stock | Jul 30, 2015 | M | 7,200 | $26.63 | A | 7,200 | D | |
| Class A Common Stock | Jul 30, 2015 | S | 7,200 | $57.10 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $16.005 | Jun 3, 2014 | M | 4,000 | D | May 21, 2010 | May 21, 2019 | Class A Common Stock | 4,000 | 0 | D |
| Stock OptionF3 | $21.495 | Jun 3, 2014 | M | 3,400 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 3,400 | 3,400 | D |
| Stock Option | $26.74 | Jun 3, 2014 | M | 3,200 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 3,200 | 6,400 | D |
| Stock Option | $26.63 | Jun 3, 2014 | M | 3,600 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 3,600 | 10,800 | D |
| Stock Option | $39.00 | Jun 3, 2014 | M | 3,200 | D | May 23, 2014 | May 23, 2023 | Class A Common Stock | 3,200 | 12,800 | D |
| Stock Option | $26.74 | Jul 30, 2015 | M | 6,400 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 6,400 | 6,400 | D |
| Stock Option | $26.63 | Jul 30, 2015 | M | 7,200 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 7,200 | 14,400 | D |
Explanation of responses
- F1Pre-split (10-09-2015) stock amounts and option/sale prices.
- F2Inadvertent late filing.
- F3Balance remaining at time of transaction on 6/3/14. Remaining options sold on 6-9-2015. See Form 4 filed on 6/10/2015.