SEC Form 4 · accession 0001127602-15-020263
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Carroccia
Officer — VP & GGM, GLBL INTERC SYS GRP
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 9:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 8, 2015 | M | 1,380 | $21.495 | A | 1,980 | D | |
| Class A Common StockF1,F2 | Jun 8, 2015 | S | 1,380 | $57.001 | D | 600 | D | |
| Class A Common Stock | Jun 8, 2015 | M | 1,015 | $26.74 | A | 1,615 | D | |
| Class A Common StockF1,F2 | Jun 8, 2015 | S | 1,015 | $57.001 | D | 600 | D | |
| Class A Common Stock | Jun 9, 2015 | M | 19,785 | $26.74 | A | 20,385 | D | |
| Class A Common StockF2,F3 | Jun 9, 2015 | S | 19,785 | $56.7918 | D | 600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.495 | Jun 8, 2015 | M | 1,380 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 1,380 | 0 | D |
| Stock Option | $26.74 | Jun 8, 2015 | M | 1,015 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 1,015 | 40,585 | D |
| Stock Option | $26.74 | Jun 9, 2015 | M | 19,785 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 19,785 | 20,800 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $57.00 to $57.01.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $56.68 to $56.93.