SEC Form 4 · accession 0001127602-15-019903
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Carroccia
Officer — VP & GGM, GLBL INTERC SYS GRP
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 8:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 3, 2015 | M | 20,620 | $21.495 | A | 21,220 | D | |
| Class A Common StockF1,F2 | Jun 3, 2015 | S | 20,620 | $58.049 | D | 600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $21.495 | Jun 3, 2015 | M | 20,620 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 20,620 | 1,380 | D |
| Stock OptionF3 | $26.74 | holding | — | — | — | May 26, 2012 | May 26, 2021 | Class A Common Stock | 41,600 | 41,600 | D |
| Stock OptionF3 | $26.63 | holding | — | — | — | May 24, 2013 | May 24, 2022 | Class A Common Stock | 72,000 | 72,000 | D |
| Stock OptionF3 | $39.00 | holding | — | — | — | May 23, 2014 | May 23, 2023 | Class A Common Stock | 116,000 | 116,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $58.00 to $58.16.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Securities owned reflect 2-for-1 Stock Split effective October 9,2014.