SEC Form 4 · accession 0001127602-15-015891
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Adam Norwitt
Officer — President & CEO · Director
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 8:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 1, 2015 | M | 200,000 | $22.975 | A | 269,922 | D | |
| Class A Common StockF1,F2 | May 1, 2015 | S | 166,000 | $56.1502 | D | 103,922 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $22.975 | May 1, 2015 | M | 200,000 | D | May 22, 2009 | May 21, 2018 | Class A Common Stock | 200,000 | 200,000 | D |
| Stock OptionF3 | $16.005 | holding | — | — | — | May 21, 2010 | May 20, 2019 | Class A Common Stock | 670,000 | 670,000 | D |
| Stock OptionF3 | $21.495 | holding | — | — | — | May 27, 2011 | May 27, 2020 | Class A Common Stock | 620,000 | 620,000 | D |
| Stock OptionF3 | $26.74 | holding | — | — | — | May 26, 2012 | May 26, 2021 | Class A Common Stock | 590,000 | 590,000 | D |
| Stock OptionF3 | $26.63 | holding | — | — | — | May 24, 2013 | May 24, 2022 | Class A Common Stock | 660,000 | 660,000 | D |
| Stock OptionF3 | $39.00 | holding | — | — | — | May 23, 2014 | May 23, 2023 | Class A Common Stock | 560,000 | 560,000 | D |
| Stock OptionF3 | $47.715 | holding | — | — | — | May 22, 2015 | May 22, 2024 | Class A Common Stock | 600,000 | 600,000 | D |
| Stock Option-TrustF3 | $16.005 | holding | — | — | — | May 21, 2010 | May 20, 2019 | Class A Common Stock | 290,000 | 290,000 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $56.00 to $56.48.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Securities owned reflect 2-for-1 Stock Split effective October 9, 2014.