SEC Form 4 · accession 0001127602-15-003287
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Di Yang
Officer — SVP & GGM, MOBIL CONSUMER PROD
Period of report
Jan 28, 2015
Accepted (ET)
Jan 29, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 28, 2015 | M | 3,600 | $22.975 | A | 3,600 | D | |
| Class A Common StockF1,F2 | Jan 28, 2015 | S | 3,600 | $54.6503 | D | 0 | D | |
| Class A Common Stock | Jan 28, 2015 | M | 56,000 | $26.705 | A | 59,600 | D | |
| Class A Common StockF1,F2 | Jan 28, 2015 | S | 56,000 | $54.6503 | D | 3,600 | D | |
| Class A Common Stock | Jan 28, 2015 | M | 52,000 | $26.63 | A | 52,000 | D | |
| Class A Common StockF1,F2 | Jan 28, 2015 | S | 52,000 | $54.6503 | D | 0 | D | |
| Class A Common Stock | Jan 28, 2015 | M | 4,000 | $26.74 | A | 4,000 | D | |
| Class A Common StockF1,F2 | Jan 28, 2015 | S | 4,000 | $54.6503 | D | 0 | D | |
| Class A Common Stock | Jan 28, 2015 | M | 14,400 | $16.005 | A | 14,400 | D | |
| Class A Common StockF1,F2 | Jan 28, 2015 | S | 14,400 | $54.6503 | D | 0 | D | |
| Class A Common Stock | Jan 28, 2015 | M | 14,400 | $21.495 | A | 14,400 | D | |
| Class A Common StockF1,F2 | Jan 28, 2015 | S | 14,400 | $54.6503 | D | 0 | D | |
| Class A Common Stock | Jan 29, 2015 | M | 20,000 | $26.74 | A | 20,000 | D | |
| Class A Common Stock | Jan 29, 2015 | S | 20,000 | $54.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $22.975 | Jan 28, 2015 | M | 3,600 | D | May 22, 2009 | May 22, 2018 | Class A Common Stock | 3,600 | 0 | D |
| Stock OptionF3 | $26.705 | Jan 28, 2015 | M | 56,000 | D | Jan 3, 2012 | Jan 3, 2021 | Class A Common Stock | 56,000 | 14,000 | D |
| Stock OptionF3 | $26.63 | Jan 28, 2015 | M | 52,000 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 52,000 | 78,000 | D |
| Stock OptionF3 | $26.74 | Jan 28, 2015 | M | 4,000 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 4,000 | 36,000 | D |
| Stock OptionF3 | $16.005 | Jan 28, 2015 | M | 14,400 | D | May 21, 2010 | May 21, 2019 | Class A Common Stock | 14,400 | 0 | D |
| Stock OptionF3 | $21.495 | Jan 28, 2015 | M | 14,400 | D | May 27, 2011 | May 27, 2020 | Class A Common Stock | 14,400 | 7,200 | D |
| Stock OptionF3 | $26.74 | Jan 29, 2015 | M | 20,000 | D | May 26, 2012 | May 26, 2021 | Class A Common Stock | 20,000 | 16,000 | D |
| Stock OptionF3 | $39.00 | holding | — | — | — | May 23, 2014 | May 23, 2023 | Class A Common Stock | 130,000 | 130,000 | D |
| Stock OptionF3 | $47.715 | holding | — | — | — | May 22, 2015 | May 22, 2024 | Class A Common Stock | 140,000 | 140,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $54.00 to $55.15.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Securities owned reflect 2-for-1 Stock Split effective October 9, 2014.