SEC Form 4 · accession 0001437749-18-002398
CAMBREX CORP · CBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rosina B Dixon
Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 13, 2018 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2018 | M | 7,361 | $12.90 | A | 70,931 | D | |
| Common Stock | Feb 12, 2018 | M | 5,643 | $21.695 | A | 76,574 | D | |
| Common Stock | Feb 12, 2018 | M | 3,038 | $41.225 | A | 79,612 | D | |
| Common Stock | Feb 12, 2018 | M | 4,614 | $45.12 | A | 84,226 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $12.90 | Feb 12, 2018 | M | 7,361 | A | Oct 25, 2013 | Apr 25, 2020 | Common Stock | 7,361 | 0 | D |
| Stock Option (right to buy) | $21.695 | Feb 12, 2018 | M | 5,643 | A | Oct 24, 2014 | Apr 24, 2021 | Common Stock | 5,643 | 0 | D |
| Stock Option (right to buy) | $41.225 | Feb 12, 2018 | M | 3,038 | A | Oct 29, 2015 | Apr 29, 2022 | Common Stock | 3,038 | 0 | D |
| Stock Option (right to buy) | $45.12 | Feb 12, 2018 | M | 4,614 | A | Oct 21, 2016 | Apr 1, 2023 | Common Stock | 4,614 | 0 | D |