SEC Form 4 · accession 0001437749-17-011149
CAMBREX CORP · CBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samantha Hanley
Officer — VP, General Counsel
Period of report
Jun 12, 2017
Accepted (ET)
Jun 12, 2017 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2017 | M | 1,500 | $12.46 | A | 1,500 | D | |
| Common Stock | Jun 12, 2017 | M | 2,500 | $16.905 | A | 4,000 | D | |
| Common Stock | Jun 12, 2017 | M | 2,500 | $17.81 | A | 6,500 | D | |
| Common Stock | Jun 12, 2017 | M | 7,500 | $22.495 | A | 14,000 | D | |
| Common Stock | Jun 12, 2017 | S | 14,000 | $57.556 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $12.46 | Jun 12, 2017 | M | 1,500 | A | — | Oct 24, 2019 | Common Stock | 1,500 | 0 | D |
| Stock Option (right to buy)F2 | $16.905 | Jun 12, 2017 | M | 2,500 | A | — | Oct 28, 2020 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (right to buy)F3 | $17.81 | Jun 12, 2017 | M | 2,500 | A | — | Oct 22, 2021 | Common Stock | 2,500 | 5,000 | D |
| Stock Option (right to buy)F4 | $22.495 | Jun 12, 2017 | M | 7,500 | A | — | Jan 28, 2022 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1The option representing a right to purchase 6,000 shares became exercisable in four equal installments beginning October 24, 2013 which was the first anniversary of the date on which the option was granted
- F2The option representing a right to purchase 10,000 shares became exercisable in four equal installments beginning October 28, 2014 which was the first anniversary of the date on which the option was granted
- F3The option representing a right to purchase 10,000 shares became exercisable in four equal installments beginning October 22, 2015 which was the first anniversary of the date on which the option was granted
- F4The option representing a right to purchase 15,000 shares became exercisable in four equal installments beginning January 28, 2016 which was the first anniversary of the date on which the option was granted