SEC Form 4 · accession 0001437749-17-011001
CAMBREX CORP · CBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leon J Hendrix Jr.
Director
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | M | 7,361 | $12.90 | A | 74,662 | D | |
| Common Stock | Jun 6, 2017 | M | 5,643 | $21.695 | A | 80,305 | D | |
| Common Stock | Jun 6, 2017 | M | 3,038 | $41.225 | A | 83,343 | D | |
| Common Stock | Jun 6, 2017 | M | 4,614 | $45.12 | A | 87,957 | D | |
| Common StockF1 | Jun 6, 2017 | S | 20,656 | $55.9514 | D | 67,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $12.90 | Jun 6, 2017 | M | 7,361 | A | Oct 25, 2013 | Apr 25, 2020 | Common Stock | 7,361 | 0 | D |
| Stock Option (right to buy) | $21.695 | Jun 6, 2017 | M | 5,643 | A | Oct 24, 2014 | Apr 28, 2021 | Common Stock | 5,643 | 0 | D |
| Stock Option (right to buy) | $41.225 | Jun 6, 2017 | M | 3,038 | A | Oct 29, 2015 | Apr 28, 2022 | Common Stock | 3,038 | 0 | D |
| Stock Option (right to buy) | $45.12 | Jun 6, 2017 | M | 4,614 | A | Oct 21, 2016 | Apr 20, 2023 | Common Stock | 4,614 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.051 inclusive. The reporting person undertakes to provide to Cambrex Corporation, any security holder of Cambrex Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4