SEC Form 4 · accession 0001209191-19-011184
CAMBREX CORP · CBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Sargen
Officer — CFO & EVP, Corp. Dev.
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | A | 12,000 | $0.00 | A | 38,227 | D | |
| Common StockF2,F3 | Feb 15, 2019 | S | 5,802 | $37.45 | D | 32,425 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to settlement of a performance share award.
- F2Broker-assisted sale of 5,802 shares to cover the payment of withholding tax liability from the settlement of a performance share award.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.32 to $37.57 inclusive. The reporting person undertakes to provide to Cambrex Corporation, any security holder of Cambrex Corporation, or staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4.