SEC Form 4 · accession 0001209191-18-047748
CAMBREX CORP · CBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom George Vadaketh
Officer — EVP & CFO
Period of report
Aug 20, 2018
Accepted (ET)
Aug 21, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2018 | M | 9,510 | $54.15 | A | 9,510 | D | |
| Common StockF1 | Aug 20, 2018 | S | 9,510 | $63.4172 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $54.15 | Aug 20, 2018 | M | 9,510 | A | — | Jan 20, 2024 | Common Stock | 9,510 | 28,527 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.40 to $63.65 inclusive. The reporting person undertakes to provide to Cambrex Corporation, any security holder of Cambrex Corporation, or staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.
- F2The option representing a right to purchase 38,037 shares became exercisable in four equal installments beginning January 20, 2018, which was the first anniversary of the date on which the option was granted