SEC Form 4 · accession 0001209191-18-028862
CAMBREX CORP · CBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn Cavanagh
Officer — EVP & COO
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2018 | A | 40,000 | $0.00 | A | 57,658 | D | |
| Common StockF2,F3 | May 7, 2018 | S | 20,255 | $49.7951 | D | 37,403 | D | |
| Common StockF4 | May 8, 2018 | S | 19,745 | $49.5842 | D | 17,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to settlement of a performance share award.
- F2Broker-assisted sale of which 19,340 shares were to cover the payment of withholding tax liability from the settlement of a performance share award.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.50 to $50.10 inclusive. The reporting person undertakes to provide to Cambrex Corporation, any security holder of Cambrex Corporation, or staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.50 to $49.70 inclusive. The reporting person undertakes to provide to Cambrex Corporation, any security holder of Cambrex Corporation, or staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 4 to this Form 4.