SEC Form 4 · accession 0000820081-16-000056
CAMBREX CORP · CBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Korb
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | M | 742 | $12.90 | A | 25,304 | D | |
| Common Stock | Jun 1, 2016 | S | 742 | $51.00 | D | 24,562 | D | |
| Common Stock | Jun 1, 2016 | M | 3,258 | $21.70 | A | 27,820 | D | |
| Common Stock | Jun 1, 2016 | S | 3,258 | $51.00 | D | 24,562 | D | |
| Common StockF1 | Jun 1, 2016 | S | 4,000 | $51.12 | D | 20,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $12.90 | Jun 1, 2016 | M | 742 | A | Oct 25, 2013 | Apr 24, 2017 | Common Stock | 742 | 0 | D |
| Common Stock | $21.70 | Jun 1, 2016 | M | 3,258 | A | Oct 24, 2014 | Apr 23, 2017 | Common Stock | 3,258 | 4,142 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.46 inclusive. The reporting person undertakes to provide to Cambrex Corporation, any security holder of Cambrex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote 1 to the Form 4.