SEC Form 4 · accession 0000820081-16-000055
CAMBREX CORP · CBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Klosk
Officer — President & CEO · Director
Period of report
May 9, 2016
Accepted (ET)
May 10, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | M | 14,005 | $4.38 | A | 147,333 | D | |
| Common Stock | May 9, 2016 | S | 14,005 | $49.00 | D | 133,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.38 | May 9, 2016 | M | 14,005 | A | — | Apr 21, 2017 | Common Stock | 14,005 | 0 | D |
Explanation of responses
- F1The option representing a right to purchase 150,000 shares became exercisable in four equal installments beginning April 21, 2011 which was the first anniversary of the date on which the option was granted.