SEC Form 4 · accession 0000820081-16-000037
CAMBREX CORP · CBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Klosk
Officer — President & CEO · Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2016 | A | 72,000 | $0.00 | A | 172,870 | D | |
| Common StockF2,F3 | Feb 11, 2016 | S | 39,542 | $36.20 | D | 133,328 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the settlement of a performance share award
- F2Broker-assisted sale of shares to cover the payment of withholding tax liability arising from the settlement of a performance share award
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.09 to $36.66 inclusive. The reporting person undertakes to provide to Cambrex Corporation, any security holder of Cambrex Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4