Form4insider filings, from the source

SEC Form 4 · accession 0001181580-19-000005

HALLMARK FINANCIAL SERVICES INC · HALL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Mark E Schwarz
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 11:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819913

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1Mar 7, 2019F128,225$10.31D2,580D
Common StockF1Mar 7, 2019M200,000$6.61A202,580D
Common StockF2holding———949,702IShares directly owned by NCM Services, Inc.
Common StockF2holding———172,776IShares directly owned by Newcastle Capital Management, L.P.
Common StockF2holding———3,730,432IShares directly owned by Newcastle Partners, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Director Stock Option (right to buy)F3,F1$6.61Mar 7, 2019M200,000D—Apr 1, 2019Common Stock200,0000D
Director Stock Option (right to buy)F1$6.99holding———Jul 1, 2012Dec 31, 2021Common Stock14,15714,157D

Explanation of responses