SEC Form 4 · accession 0001181580-19-000002
HALLMARK FINANCIAL SERVICES INC · HALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Graves
Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 22, 2019 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jan 18, 2019 | S | 6,140 | $9.95 | D | 8,498 | D | |
| COMMON STOCK | Jan 18, 2019 | M | 15,000 | $6.61 | A | 23,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F2 | $6.61 | Jan 18, 2019 | M | 15,000 | D | Oct 2, 2009 | Apr 1, 2019 | COMMON STOCK | 15,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average purchase price of transactions effected at prices ranging from $9.80 per share to $10.02 per share. Upon written request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2Represents director stock options.