SEC Form 4 · accession 0001661767-18-000001
ALBANY INTERNATIONAL CORP /DE/ · AIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane M Loudon
Officer — President- AEC
Period of report
Dec 31, 2017
Accepted (ET)
Jan 2, 2018 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 1,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | — | Dec 31, 2017 | D | 278 | D | Mar 1, 2014 | — | Class A Common Stock | 278 | 0 | D |
| Phantom Stock UnitsF4 | — | Dec 31, 2017 | D | 438 | D | Mar 1, 2015 | — | Class A Common Stock | 438 | 0 | D |
| Phantom Stock UnitsF6 | — | Dec 31, 2017 | D | 1,034 | D | Mar 1, 2016 | — | Class A Common Stock | 1,034 | 0 | D |
Explanation of responses
- F1Includes 12 shares acquired pursuant to a dividend reinvestment plan.
- F2Phantom Stock Units granted on February 28, 2014 pursuant to the the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F3The forfeiture of 278 Phantom Stock Units pursuant to the Phantom Stock Unit Plan upon the reporting person's retirement from the Company.
- F4Phantom Stock Units granted on February 27, 2015 pursuant to the the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F5The forfeiture of 438 Phantom Stock Units pursuant to the Phantom Stock Unit Plan upon the reporting person's retirement from the Company.
- F6Phantom Stock Units granted on February 25, 2016 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F7The forfeiture of 1,034 Phantom Stock Units pursuant to the Phantom Stock Unit Plan upon the reporting person's retirement from the Company.