SEC Form 4 · accession 0001363150-16-000005
ALBANY INTERNATIONAL CORP /DE/ · AIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Alan Hansen
Officer — Senior Vice President & CTO
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 8:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 30, 2016 | S | 4,122 | $42.89 | D | 8,063 | D | |
| Class A Common Stock | holding | — | — | — | 4,618 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1,F2 | $19.375 | holding | — | — | — | — | Nov 4, 2018 | Class A Common Stock | 150 | 150 | D |
| Employee Stock OptionF3,F2 | $15.6875 | holding | — | — | — | — | Nov 9, 2019 | Class A Common Stock | 200 | 350 | D |
| Employee Stock OptionF3,F2 | $10.5625 | holding | — | — | — | — | Nov 15, 2020 | Class A Common Stock | 450 | 800 | D |
| Employee Stock OptionF3,F2 | $20.45 | holding | — | — | — | — | Nov 6, 2021 | Class A Common Stock | 600 | 1,400 | D |
| Employee Stock OptionF3,F2 | $20.63 | holding | — | — | — | — | Nov 7, 2022 | Class A Common Stock | 1,000 | 2,400 | D |
Explanation of responses
- F1Options granted pursuant to the Company's 1992 Stock Option Plan as incentive to remain in employ of the Company.
- F2Fully exercisable.
- F3Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company.