SEC Form 4 · accession 0001362832-18-000003
ALBANY INTERNATIONAL CORP /DE/ · AIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawne H Wimbrow
Officer — Vice President GIS & CIO
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 17, 2018 | I | 599 | $76.90 | D | 0 | I | By 401(k) |
| Class A Common Stock | Aug 16, 2018 | M | 300 | $20.45 | A | 300 | D | |
| Class A Common Stock | Aug 16, 2018 | S | 300 | $75.905 | D | 0 | D | |
| Class A Common Stock | Aug 16, 2018 | M | 600 | $20.63 | A | 600 | D | |
| Class A Common Stock | Aug 16, 2018 | S | 600 | $75.8954 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1,F2 | $20.45 | Aug 16, 2018 | M | 300 | D | — | Nov 6, 2021 | Class A Common | 300 | 0 | D |
| Employee Stock OptionF1,F2 | $20.63 | Aug 16, 2018 | M | 600 | D | — | Nov 7, 2022 | Class A Common | 600 | 0 | D |
| Phantom Stock UnitsF3,F4 | — | holding | — | — | — | Mar 1, 2015 | — | Class A Common Stock | 454 | 454 | D |
| Phantom Stock UnitsF5,F6 | — | holding | — | — | — | Mar 1, 2016 | — | Class A Common Stock | 1,011 | 1,011 | D |
| Phantom Stock UnitsF7,F8 | — | holding | — | — | — | Mar 1, 2017 | — | Class A Common Stock | 1,881 | 1,881 | D |
| Phantom Stock UnitsF9,F10 | — | holding | — | — | — | Mar 1, 2018 | — | Class A Common Stock | 1,706 | 1,706 | D |
Explanation of responses
- F1Option granted pursuant to Company's 1998 Stock Option Plan as incentive to remain in employ of Company.
- F10426 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.
- F2Fully exercisable.
- F3Phantom Stock Units granted on February 27, 2015 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F4453 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2015.
- F5Phantom Stock Units granted on February 25, 2016 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F6505 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2016.
- F7Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F8628 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.
- F9Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.