SEC Form 4 · accession 0001362832-18-000001

· AIN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Dawne H Wimbrow

Officer — Vice President GIS & CIO

Period of report

Feb 22, 2018

Accepted (ET)

Feb 23, 2018 · 10:01 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000819793

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	holding	—	—		—	596	I	By 401(k)

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Units^F11,F12	—	Feb 22, 2018	A	2,132	A	Mar 1, 2018	—	Class A Common Stock	2,132	2,132	D
Employee Stock Option^F1,F2	$20.45	holding	—	—	—	—	Nov 6, 2021	Class A Common	300	300	D
Employee Stock Option^F1,F2	$20.63	holding	—	—	—	—	Nov 7, 2022	Class A Common	600	900	D
Phantom Stock Units^F3,F4	—	holding	—	—	—	Mar 1, 2014	—	Class A Common Stock	541	541	D
Phantom Stock Units^F5,F6	—	holding	—	—	—	Mar 1, 2015	—	Class A Common Stock	907	907	D
Phantom Stock Units^F7,F8	—	holding	—	—	—	Mar 1, 2016	—	Class A Common Stock	1,516	1,516	D
Phantom Stock Units^F9,F10	—	holding	—	—	—	Mar 1, 2017	—	Class A Common Stock	2,509	2,509	D

Explanation of responses

F1Option granted pursuant to Company's 1998 Stock Option Plan as incentive to remain in employ of Company.
F10628 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.
F11Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
F12462 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.
F2Fully exercisable.
F3Phantom Stock Units granted on February 28, 2014 pursuant to the Albany International Corp. 2011 Performance Phantom Stock Plan (the "Phantom Stock Plan"). Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
F4540 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2014.
F5Phantom Stock Units granted on February 27, 2015 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
F6453 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2015.
F7Phantom Stock Units granted on February 25, 2016 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
F8505 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2016.
F9Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.