SEC Form 4 · accession 0001317900-17-000002
ALBANY INTERNATIONAL CORP /DE/ · AIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Halftermeyer
Officer — President, PMC
Period of report
Aug 8, 2017
Accepted (ET)
Aug 9, 2017 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 8, 2017 | M | 2,500 | $19.375 | A | 68,877 | D | |
| Class A Common Stock | Aug 8, 2017 | S | 2,500 | $53.30 | D | 66,377 | D | |
| Class A Common Stock | Aug 8, 2017 | M | 4,000 | $15.6875 | A | 70,377 | D | |
| Class A Common Stock | Aug 8, 2017 | S | 4,000 | $53.3031 | D | 66,377 | D | |
| Class A Common Stock | Aug 8, 2017 | M | 2,800 | $10.5625 | A | 69,177 | D | |
| Class A Common Stock | Aug 8, 2017 | S | 2,800 | $53.30 | D | 66,377 | D | |
| Class A Common Stock | Aug 8, 2017 | M | 4,000 | $20.45 | A | 70,377 | D | |
| Class A Common Stock | Aug 8, 2017 | S | 4,000 | $53.3025 | D | 66,377 | D | |
| Class A Common Stock | Aug 8, 2017 | M | 4,000 | $20.63 | A | 70,377 | D | |
| Class A Common Stock | Aug 8, 2017 | S | 4,000 | $53.2544 | D | 66,377 | D | |
| Class A Common Stock | holding | — | — | — | 66,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1,F2 | $19.375 | Aug 8, 2017 | M | 2,500 | D | — | Nov 4, 2018 | Class A Common Stock | 2,500 | 0 | D |
| Employee Stock OptionF1,F2 | $15.6875 | Aug 8, 2017 | M | 4,000 | D | — | Nov 9, 2019 | Class A Common Stock | 4,000 | 0 | D |
| Employee Stock OptionF1,F2 | $10.5625 | Aug 8, 2017 | M | 2,800 | D | — | Nov 15, 2020 | Class A Common Stock | 2,800 | 0 | D |
| Employee Stock OptionF1,F2 | $20.45 | Aug 8, 2017 | M | 4,000 | D | — | Nov 6, 2021 | Class A Common Stock | 4,000 | 0 | D |
| Employee Stock OptionF1,F2 | $20.63 | Aug 8, 2017 | M | 4,000 | D | — | Nov 7, 2022 | Class A Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company.
- F2Fully exercisable.