SEC Form 4 · accession 0001317900-16-000004
ALBANY INTERNATIONAL CORP /DE/ · AIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Halftermeyer
Officer — President, PMC
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 10, 2016 | M | 2,000 | $22.25 | A | 61,265 | D | |
| Class A Common Stock | May 10, 2016 | S | 2,000 | $38.5751 | D | 59,265 | D | |
| Class A Common Stock | May 10, 2016 | M | 2,000 | $19.75 | A | 61,265 | D | |
| Class A Common Stock | May 10, 2016 | S | 2,000 | $38.5632 | D | 59,265 | D | |
| Class A Common Stock | holding | — | — | — | 59,265 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1,F2 | $22.25 | May 10, 2016 | M | 2,000 | D | — | May 14, 2016 | Class A Common Stock | 2,000 | 0 | D |
| Employee Stock OptionF1,F2 | $19.75 | May 10, 2016 | M | 2,000 | D | — | Apr 15, 2017 | Class A Common Stock | 2,000 | 0 | D |
| Employee Stock OptionF3,F2 | $19.375 | holding | — | — | — | — | Nov 4, 2018 | Class A Common Stock | 2,500 | 2,500 | D |
| Employee Stock OptionF3,F2 | $15.6875 | holding | — | — | — | — | Nov 9, 2019 | Class A Common Stock | 4,000 | 6,500 | D |
| Employee Stock OptionF3,F2 | $10.5625 | holding | — | — | — | — | Nov 15, 2020 | Class A Common Stock | 2,800 | 9,300 | D |
| Employee Stock OptionF3,F2 | $20.45 | holding | — | — | — | — | Nov 6, 2021 | Class A Common Stock | 4,000 | 13,300 | D |
| Employee Stock OptionF3,F2 | $20.63 | holding | — | — | — | — | Nov 7, 2022 | Class A Common Stock | 4,000 | 17,300 | D |
Explanation of responses
- F1Options granted pursuant to the Company's 1992 Stock Option Plan as incentive to remain in employ of the Company.
- F2Fully exercisable.
- F3Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company.