SEC Form 5 · accession 0001181134-16-000002
ALBANY INTERNATIONAL CORP /DE/ · AIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Standish
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 590 | I | By 401(k) | |
| Class A Common StockF1 | holding | — | — | — | 11 | I | Held by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F8,F9 | — | Feb 19, 2015 | G | 100 | A | — | — | Class A Common Stock | 100 | 100 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 100 | 100 | D |
| Class B Common StockF9,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 1,604 | 1,604 | I |
| Class B Common StockF3,F9,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 120,000 | 120,000 | I |
| Class B Common StockF4,F9,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 10,700 | 10,700 | I |
| Class B Common StockF5,F9,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 151,318 | 151,318 | I |
| Class B Common StockF6,F9,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 120,000 | 120,000 | I |
| Class B Common StockF7,F9,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 869,117 | 869,117 | I |
Explanation of responses
- F1Held by spouse. Mr. Standish disclaims beneficial ownership.
- F2Convertible on a share-by-share basis into shares of Class A Common Stock.
- F3Held by the John C. Standish Delta Trust, a trust for the beneficiaries of which include Mr. Standish's children. Mr. Standish disclaims investment control with respect to, and beneficial ownership of, these shares.
- F4Held by the John C. Standish Gift Trust. Mr. Standish disclaims investment control with respect to, and beneficial ownership of, these shares.
- F5Held by Standish Delta Trust, a trust of which Mr. Standish is a beneficiary.
- F6Held by Christine L. Standish Delta Trust, a trust for which the beneficiaries include the children of Christine L. Standish, sister of Mr. Standish.
- F7Held by J. S. Standish Co., Undersigned is Chairman and CEO.
- F8Held by JSS 2015 Holding Trust. Undersigned is a beneficiary.
- F9Held by Standish Family Holdings, LLC ("Holdings"). On June 9, 2015, Mr. Standish, each of the trusts referred to above, J. S. Standish Co., and other trusts created by and for the benefit of various members of the Standish family, contributed all of the shares of Class B Common Stock held by such holders, including all of the shares reported above (except for the 100 shares reported above by Mr. Standish as directly owned), to Holdings in exchange for a proportionate number of membership units. Holdings is managed by the J. S. Standish Company, which has sole voting and investment control over the shares of Class B Common Stock held by Holdings. Mr. Standish is Chairman and CEO of J. S. Standish Company, and together with J. Spencer Standish and Christine L. Standish, has joint power to elect and remove all of the directors of J. S. Standish Company. Mr. Standish disclaims beneficial ownership except for those shares as to which he has a pecuniary interest.