SEC Form 5 · accession 0001181132-16-000002
ALBANY INTERNATIONAL CORP /DE/ · AIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine L Standish
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 352 | I | By 401(k) | |
| Class A Common Stock | holding | — | — | — | 6,595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F6,F7 | — | Feb 19, 2015 | G | 100 | A | — | — | Class A Common Stock | 100 | 100 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 100 | 100 | D |
| Class B Common StockF7,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 1,604 | 1,604 | I |
| Class B Common StockF2,F7,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 120,000 | 120,000 | I |
| Class B Common StockF3,F7,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 10,700 | 10,700 | I |
| Class B Common StockF4,F7,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 151,318 | 151,318 | I |
| Class B Common StockF5,F7,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 869,117 | 869,117 | I |
Explanation of responses
- F1Convertible on a share-by-share basis into shares of Class A Common Stock.
- F2Held by the Christine L. Standish Delta Trust. Ms. Standish disclaims beneficial ownership of such shares.
- F3Held by the Christine L. Standish Gift Trust. Ms. Standish disclaims beneficial ownership of such shares.
- F4Held by Standish Delta Trust, a trust of which Ms. Standish is a beneficiary.
- F5Held by J. S. Standish Co., Undersigned is President.
- F6Held by JSS 2015 Holding Trust. Undersigned is a beneficiary.
- F7Held by Standish Family Holdings, LLC ("Holdings"). On June 9, 2015, Ms. Standish, each of the trusts referred to above, J. S. Standish Co., and other trusts created by and for the benefit of various members of the Standish family, contributed all of the shares of Class B Common Stock held by such holders, including all of the shares reported above (except for the 100 shares reported above by Ms. Standish as directly owned), to Holdings in exchange for a proportionate number of membership units. Holdings is managed by the J. S. Standish Company, which has sole voting and investment control over the shares of Class B Common Stock held by Holdings. Ms. Standish is President of J. S. Standish Company, and together with J. Spencer Standish and John C. Standish, has joint power to elect and remove all of the directors of J. S. Standish Company. Ms. Standish disclaims beneficial ownership except for those shares as to which she has a pecuniary interest.