SEC Form 5 · accession 0001078009-16-000002
ALBANY INTERNATIONAL CORP /DE/ · AIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Spencer Standish
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819793
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F4,F10 | — | Feb 9, 2015 | G | 100 | D | — | — | Class A Common Stock | 1,345,565 | 1,345,465 | I |
| Class B Common StockF2,F10,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 151,318 | 151,318 | I |
| Class B Common StockF3,F10,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 869,117 | 869,117 | I |
| Class B Common StockF5,F10,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 108,729 | 108,729 | I |
| Class B Common StockF6,F10,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 120,000 | 120,000 | I |
| Class B Common StockF7,F10,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 120,000 | 120,000 | I |
| Class B Common StockF8,F10,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 10,700 | 10,700 | I |
| Class B Common StockF9,F10,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 10,700 | 10,700 | I |
Explanation of responses
- F1Convertible on a share-by-share basis into shares of Class A Common Stock.
- F10Held by Standish Family Holdings, LLC ("Holdings"). On June 9, 2015, Mr. Standish, each of the trusts referred to above, J. S. Standish Co., and other trusts created by and for the benefit of various members of the Standish family, contributed all of the shares of Class B Common Stock held by such holders, including all of the shares reported above, to Holdings in exchange for a proportionate number of membership units. Holdings is managed by the J. S. Standish Company, which has sole voting and investment control over the shares of Class B Common Stock held by Holdings. Mr. Standish, together with John C. Standish and Christine L. Standish, has joint power to elect and remove all of the directors of J. S. Standish Company. Mr. Standish disclaims beneficial ownership except for those shares as to which he has a pecuniary interest.
- F2Held by Standish Delta Trust. Undersigned has neither voting nor investment power and disclaims beneficial ownership.
- F3Held by J. S. Standish Co., Undersigned is a director, and has shared power to elect and remove all of the directors, of J. S. Standish Co.
- F4Held by trust u/w Florence Standish.
- F5Held by trust u/w J. C. Standish.
- F6Held by Christine L. Standish Delta Trust. Undersigned disclaims beneficial ownership of such shares.
- F7Held by the John C. Standish Delta Trust. Undersigned disclaims beneficial ownership of such shares.
- F8Held by Christine L. Standish Gift Trust. Undersigned disclaims beneficial ownership of such shares.
- F9Held by the John C. Standish Gift Trust. Undersigned disclaims beneficial ownership of such shares.