SEC Form 4 · accession 0001209191-18-054025
MULTI COLOR Corp · LABL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ari J Benacerraf
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2018 | A | 1,062 | $0.00 | A | 17,035 | I | By limited liability company |
| Common Stock | holding | — | — | — | 16,000 | D | ||
| Common StockF3,F4 | holding | — | — | — | 2,498,496 | I | By partnership | |
| Common StockF3,F5 | holding | — | — | — | 7,427 | I | By partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted pursuant to Multi-Color's 2012 Stock Incentive Plan.
- F2Shares held directly by Diamond Castle Holdings, LLC, an entity in which the Reporting Person is a managing member. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- F3DCP 2014 GP, L.P. (the "2014 GP") is the general partner of both the 2014 Fund and the 2014 DL Fund, and DCP 2014 GP-GP, LLC (the "2014 GP-GP") is its general partner. Ari J. Benacerraf, Michael W. Ranger and Andrew H. Rush are the managing members of the 2014 GP-GP. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- F4Shares held directly by Diamond Castle Partners 2014, L.P. (the "2014 Fund")
- F5Shares held directly by DCP 2014 Deal Leaders Fund, L.P. (the "2014 DL Fund")