SEC Form 4 · accession 0001209191-18-034961
MULTI COLOR Corp · LABL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon E. Birkett
Officer — Chief Financial Officer
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | M | 8,500 | $13.31 | A | 13,236 | D | |
| Common Stock | May 31, 2018 | M | 5,000 | $19.17 | A | 18,236 | D | |
| Common StockF1 | May 31, 2018 | S | 13,500 | $68.902 | D | 4,736 | D | |
| Common Stock | holding | — | — | — | 4,404 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF3,F2 | $13.31 | May 31, 2018 | M | 8,500 | D | Aug 11, 2011 | Aug 11, 2020 | Common Stock | 8,500 | 0 | D |
| Options to purchaseF3,F4 | $19.17 | May 31, 2018 | M | 5,000 | D | May 22, 2013 | May 22, 2022 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is the weighted average purchase price. This transaction was executed in multiple trades at prices ranging from $68.00 to $69.30. The reporting person undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2500 options became exercisable on 8/11/2011, and 2,000 options became exercisable on each of 8/11/2012, 8/11/2013, 8/11/2014 and 8/11/2015.
- F3Granted pursuant to the 2003 Stock Incentive Plan of Multi-Color Corporation.
- F41,000 options became exercisable on each of 5/22/2013, 5/22/2014, 5/22/2015, 5/22/2016 and 5/22/2017.