SEC Form 4 · accession 0001209191-17-045891
MULTI COLOR Corp · LABL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nigel A Vinecombe
Officer — Executive Chairman · Director
Period of report
Jul 19, 2017
Accepted (ET)
Jul 21, 2017 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 19, 2017 | M | 30,000 | $16.00 | A | 44,309 | D | |
| Common Stock | Jul 19, 2017 | M | 10,000 | $23.35 | A | 54,309 | D | |
| Common Stock | holding | — | — | — | 475,000 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF2,F1 | $16.00 | Jul 19, 2017 | M | 30,000 | D | Sep 21, 2010 | Sep 21, 2019 | Common Stock | 30,000 | 0 | D |
| Options to purchaseF2,F3 | $23.35 | Jul 19, 2017 | M | 10,000 | D | May 12, 2012 | May 12, 2021 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F16,000 options became exercisable on each of 9/21/2010, 9/21/2011, 9/21/2012, 9/21/2013 and 9/21/2014.
- F2Granted pursuant to the 2003 Stock Incentive Plan of Multi-Color Corporation.
- F32,000 options became exercisable on each of 5/12/2012, 5/12/2013, 5/12/2014, 5/12/2015 and 5/12/2016.